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Compliance Consultant - Alabama Licensed

Company: VirtualVocations
Location: Brooklyn
Posted on: February 2, 2025

Job Description:

A company is looking for a Compliance Consultant - Compliance Marketing & ICP Reviews (Remote).



Key Responsibilities

Review and assess compliance risk on marketing materials and incentive compensation plans
Assist in developing a robust marketing review compliance program and related policies
Provide day-to-day compliance support and monitor business activities for regulatory risks


Required Qualifications, Training, and Education

Bachelor's Degree in a related field
6 years of experience in compliance, legal, audit, or a relevant function
Alternatively, a combined minimum of 10 years of higher education and/or work experience, including 6 years in a relevant function
Working knowledge of marketing-related banking laws and regulations
Understanding of responsible banking laws and governance issues

Keywords: VirtualVocations, Brentwood , Compliance Consultant - Alabama Licensed, Professions , Brooklyn, New York

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